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FAQs / Resources
- FAQs
  
  Merger Guidelines
  
  Taxable Versus Tax-Free Transactions
  
  Types of Acquisitions
  
  Hostile Acquisitions
- Resources
  
  Ten Tips to Keeping Track of Your Investments
  
  Investing and the Internet - Be Alert to Signs of Fraud
  
  Penny Stocks
  
  Are Your Money Styles a Match?
Public Info / Warnings
- Warnings
  
  Scams Involving High Return Investments
  
  Be on the Alert for Boiler Room Tactics
  
  Approach Mini-Tenders with Caution
  
  Is it Independent Research or Paid Promotion?
- Public Info
  
  Identity Theft
  
  Steps to Achieve Financial Security
  
  Scams that Target Veterans Benefits
  
  Medical Identity Theft
Developments
- After-Hours Trading: Understanding the Risks
  The highest volume market centers today have traditionally been open for business from 9:30 AM to 4:00 PM EST. Although trading outside that window-or "after-hours" trading-has occurred for some time, it has been mostly limited to high net worth investors and institutional investors.
  
  Trading in Fast-Moving Markets
  The price of some stocks, especially recent "hot" IPOs and high tech stocks can soar and drop suddenly. In these fast markets when many investors want to trade at the same time and prices change quickly, delays can develop across the board. Executions and confirmation slow down, while reports of prices lag behind actual prices. In these markets, investors can suffer unexpected losses very quickly.
  
  Convertible Securities
  A convertible security is a security - usually a bond or a preferred stock - that can be converted into a different security - typically shares of the company's common stock. In most cases, the holder of the convertible determines whether and when a conversion occurs. In other cases, the company may retain the right to determine when the conversion occurs.
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